Douglas Lemon
Douglas Lemon is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Richland, MS, with 51 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Richland, MS
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Regulatory History (2)
Regulatory
June 1990Customer Dispute
June 1988Other Business ActivitiesSells Insurance
Douglas is an independent insurance agent for various independent insurance companies. He also works as an advisory representative of a registered investment advisor (RIA), spending nearly full-time hours on investment-related activities and trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cambridge Investment Reserarch, INC.
Bts Asset Management, INC.
Titan/value Equities Group, INC.Broker
Value Equities CorporationBroker
Sentra Securities CorporationBroker
Integrated Resources Equity CorporationBroker
Transamerica Fund Sales, INC.Broker
PFS Sales, INCBroker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.