Howard Romero is a registered investment advisor at LPL Financial LLC, based in Tustin, CA, with 51 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
17291 Irvine Blvd # B490, Tustin, CA, 92780
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Regulatory History (2)
Customer Dispute
July 2021Customer Dispute
February 2021Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Linsco Financial Group, INC.Broker
Financial Network Investment CorporationBroker
University Securities CorporationBroker
Travelers Equities Sales, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.