Yuan Yao is a registered investment advisor at Goldman Sachs & CO. LLC, based in Newport Beach, CA. Their practice areas include Investment Management. Their firm serves 41,781 clients with $110B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients generally compensate Goldman Sachs for its advisory services through a fee calculated as a percentage of the assets in the advisory account. The advisory fee varies depending on factors such as the pricing model, the size of the relationship, client customization of investment guidelines, required service levels, and the asset class. Clients may pay more or less than other clients invested in similar strategies. For certain fixed income strategies, clients may receive a fee reduction during low interest rate environments. Clients also pay commissions, commission equivalents, mark-ups, mark-downs and spreads in addition to advisory fees.
Location
4000 Macarthur Blvd, 10th Floor, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Yuan is a financial representative for LA Pension Planners, a DBA for securities business and financial services, and also sells life and health insurance. Both activities take about half of Yuan's time.
Employment History
Current Registrations
Goldman Sachs & CO. LLCBroker
Goldman Sachs Wealth Services, L.P.
Previous Registrations
Gwn Securities INC.Broker
Gwn Securities INC.
State Registrations2 states
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