Stephanie Lum is a registered investment advisor at Cls Financial Advisors, INC., based in Lake Oswego, OR, with 1 years of industry experience. Stephanie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 83 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $3.5M | 0.75% |
| $3.5M+ | 0.50% |
If total assets are under $1,000,000, the annual fee is 1.25% per annum or $9,000, whichever is less. Generally, the minimum annual fee for Investment Management services is $9,000. Fees, account minimums and payment terms are negotiable depending on client’s unique situation.
Fee Estimator
Location
Lake Oswego, OR
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stephanie is the Treasurer and Executive Board Member for Reading Results, a non-profit, dedicating minimal time. She also works as a tax preparer for Schultz Group CPAs, spending about 10-20% of her time during tax season.
Employment History
Current Registrations
Cls Financial Advisors, INC.
State Registrations1 state
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