Jonathan Roth is a registered investment advisor at Pt Asset Management, LLC, based in Chicago, IL, with 1 years of industry experience. Jonathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 4 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
PT Asset Management charges management fees based on a percentage of the market value of your portfolio. The exact fee rate is determined through negotiation and outlined in your written agreement with the firm. Fees are generally billed monthly or quarterly in arrears, and PT Asset Management does not charge fees in advance.
Location
500 W. Madison Street, Suite 500, Chicago, IL, 60661
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jonathan works full-time as an Internal Advisor Consultant for PT Asset Management. He also dedicates minimal time to Roth Music Group as a Sole Proprietor and to Monarch Clinics PC as a Registered Agent.
Employment History
Current Registrations
Pt Asset Management, LLC
Alps Distributors, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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