RH
CFP
RH
CFP
Ross Hoffman is a CFP-designated registered investment advisor, based in Ventura, CA, with 49 years of industry experience.
Location
121 N. Fir Street, Suite D, Ventura, CA, 93001
Get directionsHistory
Regulatory History (3)
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Customer Dispute
June 2023Settled
Employment Separation After Allegations
May 2010Customer Dispute
September 2001Settled
Other Business ActivitiesSells Insurance
Ross is a registered representative with Fortune Financial Services Inc. since 2016 and a licensed insurance agent since 1987. He is also an officer/director of Hoffman & Associates Financial & Estate Advisors Inc. since 2016, and performs business valuations for ValuCorp since 2020.
Employment History
Current Registrations
Fortune Financial Services, INC.Broker
April 2016 - Present · 10 yrs 1 mo
Fortune Financial Services, INC.
April 2016 - Present · 10 yrs 1 mo
Hoffman & Associates Financial and Estate Advisors, INC.
January 2009 - Present · 17 yrs 4 mos
Previous Registrations
Girard Securities, INC.
June 2010 - May 2016 · 5 yrs 11 mos
Girard Securities, INC.Broker
May 2010 - May 2016 · 6 yrs
M Holdings Securities, INC.
July 2002 - October 2006 · 4 yrs 3 mos
M Holdings Securities, INC.Broker
January 2002 - May 2010 · 8 yrs 4 mos
Hoffman & Associates Financial and Estate Advisors, INC.
July 1997 - December 2008 · 11 yrs 5 mos
Royal Alliance Associates, INC.Broker
April 1991 - January 2002 · 10 yrs 9 mos
Investment Account Services CORP.Broker
February 1990 - May 1991 · 1 yr 3 mos
Royal Alliance Associates, INC.Broker
November 1989 - January 1990 · 2 mos
Mutual Service CorporationBroker
September 1987 - December 1988 · 1 yr 3 mos
Integrated Resources Equity CorporationBroker
January 1982 - November 1989 · 7 yrs 10 mos
The Lincoln National Life Insurance CompanyBroker
June 1978 - January 1983 · 4 yrs 7 mos
Financial Industries Securities CorporationBroker
October 1976 - March 1977 · 5 mos
Lincoln Financial Advisors CorporationBroker
January 1975 - January 1976 · 1 yr
The Lincoln National Life Insurance CompanyBroker
January 1975 - January 1976 · 1 yr
State Registrations4 states
CACOTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.