Roger Groves is a registered investment advisor, based in Jackson, WY, with 51 years of industry experience.
Location
Jackson, WY
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roger sells fixed insurance, dedicating minimal time to this investment-related activity. He also works as a benefits consultant for Complete Benefits, spending minimal time on this non-investment related activity.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
October 2025 - Present · 7 mos
Raymond James Financial Services Advisors, INC
October 2025 - Present · 7 mos
Raymond James Financial Services, INC.
October 2025 - Present · 7 mos
Previous Registrations
Commonwealth Financial Network
July 2023 - October 2025 · 2 yrs 3 mos
Commonwealth Financial NetworkBroker
July 2023 - October 2025 · 2 yrs 3 mos
Valmark Advisers, INC.
April 2023 - July 2023 · 3 mos
Valmark Securities, INC.Broker
April 2006 - July 2023 · 17 yrs 3 mos
Walnut Street Securities, INC.Broker
November 1985 - May 2006 · 20 yrs 6 mos
Westlake Securities, INC.Broker
December 1983 - December 1985 · 2 yrs
Mony Securities CORP.Broker
January 1975 - January 1992 · 17 yrs
The Mutual Life Insurance Company of New YorkBroker
January 1975 - May 1990 · 15 yrs 4 mos
State Registrations10 states
AZCAINNMNVSCTNTXVAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.