Steven Frerichs is a registered investment advisor, based in Boca Raton, FL.
Location
777 Yamato Road, Boca Raton, FL, 33431
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hennion & Walsh, INC.Broker
February 2026 - Present · 3 mos
Hennion & Walsh Asset Management, INC.
February 2026 - Present · 3 mos
Previous Registrations
Garden State Investment Advisory Services, LLC
September 2025 - October 2025 · 1 mo
Garden State Securities, INC.Broker
June 2025 - October 2025 · 4 mos
State Registrations17 states
AZCACOFLGAIAINMAMINJNMNYOHORPATXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.