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Gary King

Lombard Advisers Incorporated
51 Years of Experience
Erie, PA
Broker
View SEC Summary
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Gary King is a registered investment advisor at Lombard Advisers Incorporated, based in Erie, PA, with 51 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Investment Management, Retirement Planning. Their firm serves 985 clients with $670M in assets under management.

Lombard Advisers Incorporated
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
34 advisors
Number of Clients
985 clients
Average Client Portfolio
$680K average
Assets Under Management
$669.8M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.70%
$1.0M - $3.0M1.00%
$3.0M - $10.0M0.75%
$10M+0.75%

Fees are negotiable and may be lower based on various criteria.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

652 West 38th Street, Erie, PA, 16508

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gary receives rental income from commercial real estate. This activity is not investment-related.

Employment History
Current Registrations
Lombard Advisers Incorporated
April 2001 - Present · 25 yrs 6 mos
Lombard Securities Incorporated
May 1995 - Present · 31 yrs 5 mos
Lombard Securities IncorporatedBroker
May 1995 - Present · 31 yrs 5 mos
Previous Registrations
Thomas F. White & CO., IncorporatedBroker
November 1992 - May 1995 · 2 yrs 6 mos
Gruntal & CO. IncorporatedBroker
November 1984 - October 1992 · 7 yrs 11 mos
E. F. Hutton & Company INCBroker
February 1978 - December 1984 · 6 yrs 10 mos
Bache Halsey Stuart Shields IncorporatedBroker
September 1977 - March 1978 · 6 mos
Bache Halsey Stuart INC.Broker
August 1976 - September 1977 · 1 yr 1 mo
Bache & CO IncorporatedBroker
February 1976 - August 1976 · 6 mos
Bache & CO., IncorporatedBroker
January 1975 - February 1976 · 1 yr 1 mo
State Registrations8 states
CTFLMINCNJOHPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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