Lacy Bender is a PFS-designated registered investment advisor at Avantax Planning Partners, INC., based in Dubuque, IA, with 1 years of industry experience. Lacy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 8,371 clients with $6.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.60% |
Fee Estimator
Location
3390 Asbury Road, Dubuque, IA, 52002-2801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lacy is involved in several outside business activities, including serving as Board Member and Treasurer for Ronald McDonald House Charities, Finance Committee President for Resurrection Catholic School & Church, and Vice President at Harding, Shymanski & Co, PSC. Lacy also dedicates about 10-20% of their time as a Member of HSC Wealth Management.
Employment History
Current Registrations
Avantax Planning Partners, INC.
State Registrations1 state
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