James Garrett is a CFA-designated registered investment advisor at Woodstock Corporation, based in Boston, MA. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 241 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.60% |
Accounts within the energy, healthcare, and technology sector strategies are charged a management fee of 1.5% based upon the assets under management at the end of each calendar quarter and a quarterly performance fee, which is 5% of net capital appreciation, at the end of each calendar quarter. These accounts are also charged an accounting fee of $500 per year, billed quarterly.
Fee Estimator
Location
21 Custom House Street, 5th Floor, Boston, MA, 02110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a trustee for the East Third & K Street Condo Association rental property since 2012, dedicating minimal time to maintaining the budget and managing maintenance projects. This activity is not investment-related.
Employment History
Current Registrations
Woodstock Corporation
State Registrations1 state
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