Steven Brown is a CFA-designated registered investment advisor at Guggenheim Wealth Solutions, LLC, based in Santa Monica, CA, with 1 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 233 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Guggenheim Wealth Solutions charges a separate asset-based fee for investment management services provided through managed account programs. Fees are negotiated directly with the program sponsor and may vary depending on the investment strategy. In most cases, the sponsor deducts the advisory fees directly from client accounts and remits them to Guggenheim Wealth Solutions, billed on a monthly or quarterly basis.
Location
100 Wilshire Blvd, Suite 500, Santa Monica, CA, 90401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Guggenheim Wealth Solutions, LLC
State Registrations3 states
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Exams
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