Steven Brown is a CFA-designated registered investment advisor at Guggenheim Wealth Solutions, LLC, based in Santa Monica, CA. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 26 clients with $31M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Guggenheim Wealth Solutions manages investments through managed account programs, charging a fee based on the amount invested. This fee is negotiated with the program's sponsor and may vary depending on the investment strategy. Clients pay for investment management services, typically through deductions from their accounts by the sponsor, who then remits the fees to Guggenheim Wealth Solutions. The specific fee structure is detailed in the sponsor's brochure and account documentation.
Location
100 Wilshire Blvd, Suite 500, Santa Monica, CA, 90401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Guggenheim Wealth Solutions, LLC
State Registrations3 states
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