Phillip Cook
Phillip Cook is a registered investment advisor at Mogul Wealth Management, INC., based in Manhattan Beach, CA, with 51 years of industry experience. Phillip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 148 clients with $59M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 1.95% |
| $50K - $100K | 1.75% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.75% |
Fees are negotiable.
Fee Estimator
Location
818 Manhattan Beach Boulevard, Suite 200, Manhattan Beach, CA, 90266
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2025Judgment / Lien
November 2024Other Business ActivitiesSells Insurance
Phillip operates Cook and Associates as a DBA for his LPL business and sells non-variable insurance. He also dedicates nearly full-time hours to Mogul Wealth Management, Inc. as an investment advisor, and spends minimal time on activities such as acting, serving as a non-profit board member, owning rental properties, and managing Pink Bear, LLC.
Employment History
Current Registrations
Mogul Wealth Management, INC.
Previous Registrations
LPL Financial LLCBroker
Cetera Advisor Networks LLCBroker
Girard Securities, INC.
Girard Securities, INC.Broker
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
American Pacific Securities CorporationBroker
Universal Heritage Investments CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.