MD
ChFC
MD
ChFC

Monroe Diefendorf

51 Years of Experience
Woodbury, NY
BrokerSells Insurance

Monroe Diefendorf is a ChFC-designated registered investment advisor, based in Woodbury, NY, with 51 years of industry experience.

Location

125 Froehlich Farm Blvd., Woodbury, NY, 11797

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Monroe is involved in numerous businesses, primarily in administrative and management roles, including serving as President, Chairman, and Managing Member for various entities. He also dedicates minimal time to insurance-related administration and serves as an adjunct professor and faculty member.

Employment History
Current Registrations
Vanderbilt Securities, LLCBroker
August 2018 - Present · 7 yrs 9 mos
Vanderbilt Securities, LLC
August 2018 - Present · 7 yrs 9 mos
Consolidated Portfolio Review CORP
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
Structured Capital Designs, INC.
January 2017 - July 2020 · 3 yrs 6 mos
Consolidated Portfolio Review CORP
November 2006 - December 2016 · 10 yrs 1 mo
Sterling Monroe Securities, LLCBroker
January 2003 - March 2020 · 17 yrs 2 mos
1717 Capital Management CompanyBroker
September 1989 - January 2003 · 13 yrs 4 mos
Mony Securities CORP.Broker
July 1987 - September 1989 · 2 yrs 2 mos
Fsc Securities CorporationBroker
July 1987 - August 1987 · 1 mo
Nathan & Lewis Securities, INC.Broker
June 1987 - July 1987 · 1 mo
Mony Securities CORP.Broker
January 1984 - September 1989 · 5 yrs 8 mos
Personal Economics Securities CorporationBroker
April 1981 - January 1985 · 3 yrs 9 mos
The Mutual Life Insurance Company of New YorkBroker
March 1975 - September 1989 · 14 yrs 6 mos
Mony Securities CORP.Broker
March 1975 - June 1987 · 12 yrs 3 mos
State Registrations4 states
MDNYSDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Monroe Diefendorf - Financial Advisor | TrueAdvisor