RC
RC

Rene Chavez

Maricopa, AZ
4 DisclosuresBrokerSells Insurance

Rene Chavez is a registered investment advisor, based in Maricopa, AZ.

Location

41620 W Maricopa Casa Grande Hwy, Ste 105, Maricopa, AZ, 85138

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Civil Bond
December 2001
Criminal
June 2001
Final Disposition
Criminal
September 1999
Final Disposition
Criminal
December 1998
Final Disposition
Other Business ActivitiesSells Insurance

Rene works as an intern for State Farm, providing service to customers. This investment-related activity takes about half of Rene's time.

Employment History
Current Registrations
State Farm Vp Management CORP.Broker
May 2025 - Present · 1 yr
State Farm Vp Management CORP.
May 2025 - Present · 1 yr
State Farm Investment Management CORP.
May 2025 - Present · 1 yr
State Registrations1 state
AZ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rene Chavez - Financial Advisor | TrueAdvisor