Larry Lau is a CFP-designated registered investment advisor, based in Honolulu, HI.
Location
130 Merchant St Cc#888, Honolulu, HI, 96813
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2025 - Present · 9 mos
Cetera Investment Services LLCBroker
August 2025 - Present · 9 mos
Previous Registrations
Equitable Advisors, LLC
April 2025 - July 2025 · 3 mos
Equitable Advisors, LLCBroker
April 2025 - July 2025 · 3 mos
State Registrations6 states
AZCAHINVORWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.