TL
CFP
TL
CFP

Thomas Lowe

43 Years of Experience
Bowling Green, KY
Broker

Thomas Lowe is a CFP-designated registered investment advisor at Morgan Stanley, based in Bowling Green, KY, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

563 Hub Boulevard, Suite 301, Bowling Green, KY, 42103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is the sole owner of North American Trading Co LLC, an internet sales business for boat motors and durable goods, dedicating minimal time. He is also a notary public, spending minimal time notarizing documents.

Employment History
Current Registrations
Morgan StanleyBroker
January 2020 - Present · 6 yrs 8 mos
Morgan Stanley
January 2020 - Present · 6 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2007 - January 2020 · 13 yrs
Wells Fargo Clearing Services, LLCBroker
January 2007 - January 2020 · 13 yrs
Morgan Stanley
October 2003 - January 2007 · 3 yrs 3 mos
Morgan Stanley Dw INC.Broker
January 2001 - January 2007 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1983 - January 2001 · 17 yrs 9 mos
Ids Life Insurance CompanyBroker
April 1975 - August 1975 · 4 mos
Investors Diversified Services, INC.Broker
April 1975 - August 1975 · 4 mos
Ids Marketing CorporationBroker
April 1975 - August 1975 · 4 mos
State Registrations15 states
ALCAFLGAINKYLAMIMONCNVOHTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Lowe - Financial Advisor | TrueAdvisor