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CFP
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CFP

Thomas Lowe

Morgan Stanley
43 Years of Experience
Bowling Green, KY
Broker
View SEC Summary
View SEC Summary

Thomas Lowe is a CFP-designated registered investment advisor at Morgan Stanley, based in Bowling Green, KY, with 43 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

563 Hub Boulevard, Suite 301, Bowling Green, KY, 42103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is the sole owner of North American Trading Co LLC, an internet sales business for boat motors and durable goods, dedicating minimal time. He is also a notary public, spending minimal time notarizing documents.

Employment History
Current Registrations
Morgan Stanley
January 2020 - Present · 6 yrs 9 mos
Morgan StanleyBroker
January 2020 - Present · 6 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2007 - January 2020 · 13 yrs
Wells Fargo Clearing Services, LLCBroker
January 2007 - January 2020 · 13 yrs
Morgan Stanley
October 2003 - January 2007 · 3 yrs 3 mos
Morgan Stanley Dw INC.Broker
January 2001 - January 2007 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1983 - January 2001 · 17 yrs 9 mos
Ids Life Insurance CompanyBroker
April 1975 - August 1975 · 4 mos
Ids Marketing CorporationBroker
April 1975 - August 1975 · 4 mos
Investors Diversified Services, INC.Broker
April 1975 - August 1975 · 4 mos
State Registrations15 states
ALCAFLGAINKYLAMIMONCNVOHTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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