JA
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Joy Alvarez-Razon

Brooklyn, NY
Broker

Joy Alvarez-Razon is a registered investment advisor at Neuberger Berman Bd LLC, based in Brooklyn, NY. Joy operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

Brooklyn, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Neuberger Berman Bd LLC
August 2025 - Present · 9 mos
Neuberger Berman Bd LLC
June 2025 - Present · 11 mos
Neuberger Berman Bd LLCBroker
June 2025 - Present · 11 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joy Alvarez-Razon - Financial Advisor | TrueAdvisor