Richard Whalen
Richard Whalen is a registered investment advisor at E. E. Powell & Company INC., based in Seven Fields, PA, with 51 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $5.0M | 0.75% |
| $5M+ | 0.60% |
Fees are negotiable depending on individual client circumstances. Family accounts living in the same household may be combined to reach lower fee tiers.
Fee Estimator
Location
200 Northpointe Circle, Suite 304, Seven Fields, PA, 16046
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
E. E. Powell & Company INC.
E. E. Powell & Company INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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