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Eugene Cheng

LPL Financial LLC
51 Years of Experience
Rolling Hills, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Eugene Cheng is a registered investment advisor at LPL Financial LLC, based in Rolling Hills, CA, with 51 years of industry experience. Eugene is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Rolling Hills, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Eugene sells non-variable insurance products, dedicating minimal time to this activity. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2025 - Present · 1 yr 5 mos
LPL Financial LLC
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Grove Point Advisors, LLC
July 2021 - May 2025 · 3 yrs 10 mos
H. Beck, INC.
February 2011 - August 2017 · 6 yrs 6 mos
Grove Point Investments, LLCBroker
February 2011 - May 2025 · 14 yrs 3 mos
Cantella & CO., INC.
July 2009 - January 2011 · 1 yr 6 mos
Cantella & CO., INC.Broker
July 2009 - January 2011 · 1 yr 6 mos
Commonwealth Financial NetworkBroker
June 2006 - July 2009 · 3 yrs 1 mo
Commonwealth Financial Network
June 2006 - July 2009 · 3 yrs 1 mo
Wachovia Securities, LLC
July 2003 - June 2006 · 2 yrs 11 mos
Wachovia Securities, LLCBroker
July 2003 - June 2006 · 2 yrs 11 mos
Prudential Securities Incorporated
March 1998 - July 2003 · 5 yrs 4 mos
Prudential Securities IncorporatedBroker
August 1989 - July 2003 · 13 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1988 - July 1989 · 1 yr 2 mos
Drexel Burnham Lambert IncorporatedBroker
July 1984 - May 1988 · 3 yrs 10 mos
Shearson Lehman/american Express INC.Broker
January 1982 - July 1984 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1979 - March 1982 · 3 yrs
Kidder, Peabody & CO. IncorporatedBroker
May 1978 - March 1979 · 10 mos
Kidder, Peabody & CO., IncorporatedBroker
February 1978 - March 1979 · 1 yr 1 mo
Paine, Webber, Jackson & Curtis IncorporatedBroker
April 1977 - March 1978 · 11 mos
Dean Witter & CO. IncorporatedBroker
April 1975 - May 1977 · 2 yrs 1 mo
State Registrations7 states
CAGALAMINYTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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