Robert Bauer is a registered investment advisor at Ia Private Wealth (USA) INC., based in Winnipeg. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 132 clients with $96M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
iA Private Wealth (USA) charges an annual investment management fee based on a percentage of the assets they manage. This fee varies between 0.5% and 2.5%, depending on the amount you invest, the type of services you need, and negotiations. You'll also be responsible for fees charged by mutual funds and SMA account managers. Fees are deducted monthly from your account.
Location
238 Portage Ave, 3rd floor, Winnipeg, R3C 0B1
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Robert is an investment advisor at iA Private Wealth Inc., a Canadian affiliate of iA Private Wealth (USA) Inc., since February 2023. He works full-time in sales for this investment-related business.
Employment History
Current Registrations
Ia Private Wealth (USA) INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.