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William Metz

Feltl Advisors
51 Years of Experience
Chicago, IL
7 DisclosuresBroker
View SEC Summary
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William Metz is a registered investment advisor at Feltl Advisors, based in Chicago, IL, with 51 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 397 clients with $170M in assets under management.

Feltl Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
397 clients
Average Client Portfolio
$417K average
Assets Under Management
$165.6M

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Advisory fees are negotiable between you and Feltl Advisors, up to a maximum annual rate of 3%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Chicago, IL

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2005
Denied
Customer Dispute
November 2003
Denied
Customer Dispute
September 2003
Settled
Customer Dispute
July 2003
Denied
Customer Dispute
June 2003
Settled
Customer Dispute
April 2002
Denied
Customer Dispute
July 1989
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Feltl Advisors
July 2013 - Present · 13 yrs 3 mos
Feltl & Company
November 2012 - Present · 13 yrs 11 mos
Feltl & CompanyBroker
November 2012 - Present · 13 yrs 11 mos
Previous Registrations
Feltl Advisors
November 2012 - December 2013 · 1 yr 1 mo
Advanced Equities, INC.
October 2005 - November 2012 · 7 yrs 1 mo
Advanced Equities, INC.Broker
August 2005 - November 2012 · 7 yrs 3 mos
Lehman Brothers INC.Broker
October 2000 - August 2005 · 4 yrs 10 mos
Sg Cowen Securities CorporationBroker
July 1998 - October 2000 · 2 yrs 3 mos
Cowen & CO.Broker
January 1991 - July 1998 · 7 yrs 6 mos
Mesirow Investment Services, INC.Broker
March 1989 - January 1991 · 1 yr 10 mos
Hambrecht & Quist IncorporatedBroker
December 1987 - March 1989 · 1 yr 3 mos
Oppenheimer & CO., INC.Broker
May 1985 - December 1987 · 2 yrs 7 mos
Bear, Stearns & CO.Broker
October 1982 - May 1985 · 2 yrs 7 mos
Stern Brothers & CO.Broker
February 1981 - October 1982 · 1 yr 8 mos
Newhard, Cook & CO. IncorporatedBroker
May 1979 - March 1981 · 1 yr 10 mos
Lowell H. Listrom & Company INC.Broker
September 1977 - May 1979 · 1 yr 8 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
December 1975 - November 1977 · 1 yr 11 mos
Ids Life Insurance CompanyBroker
May 1975 - November 1975 · 6 mos
Ids Marketing CorporationBroker
May 1975 - November 1975 · 6 mos
Investors Diversified Services, INC.Broker
May 1975 - November 1975 · 6 mos
State Registrations5 states
FLGAILMIWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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