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Abigail Buffington

1 Year of Experience
Chicago, IL
Broker

Abigail Buffington is a registered investment advisor, based in Chicago, IL, with 1 years of industry experience. Abigail is also registered as a broker, so some compensation may come from commissions on products sold.

Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nuveen Asset Management, LLC
June 2026 - Present · 4 mos
Nuveen Securities, LLCBroker
June 2026 - Present · 4 mos
Previous Registrations
Columbia Management Investment Advisers, LLC
November 2025 - June 2026 · 7 mos
Columbia Management Investment Distributors, INC.Broker
September 2025 - June 2026 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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