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Cecil Byers

Sunbelt Securities
51 Years of Experience
Beaumont, TX
4 DisclosuresBroker
View SEC Summary
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Cecil Byers is a registered investment advisor at Sunbelt Securities, based in Beaumont, TX, with 51 years of industry experience. Cecil is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 6,241 clients with $2.6B in assets under management.

Sunbelt Securities
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
63 advisors
Number of Clients
6,241 clients
Average Client Portfolio
$423K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum fee is 2.50% of assets under management, charged monthly. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2615 Calder Street, Suite 1070-B, Beaumont, TX, 77702

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2017
Final
Employment Separation After Allegations
July 2015
Customer Dispute
April 2004
Settled
Customer Dispute
July 1989
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Sunbelt Securities, INC.Broker
September 2015 - Present · 11 yrs 1 mo
Sunbelt Securities
August 2015 - Present · 11 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
December 2010 - August 2015 · 4 yrs 8 mos
Wells Fargo Advisors, LLC
December 2010 - August 2015 · 4 yrs 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - January 2011 · 1 yr 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - January 2011 · 1 yr 7 mos
Citigroup Global Markets INC.
February 1996 - June 2009 · 13 yrs 4 mos
Citigroup Global Markets INC.Broker
February 1996 - June 2009 · 13 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - January 1996 · 17 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
June 1975 - September 1978 · 3 yrs 3 mos
State Registrations2 states
LATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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