Charles Sorsby
Charles Sorsby is a registered investment advisor at Sorsby Financial CORP, based in Bonita Springs, FL, with 50 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 26 clients with $25M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 1.00% |
| $10M+ | 1.00% |
The investment advisory fee is negotiable at Registrant’s discretion. Performance fees may be charged, but will never exceed 2% of assets or 20% of gains.
Fee Estimator
Location
4851 Bonita Bay Blvd, Suite 701, Bonita Springs, FL, 34134
Get directionsHistory
Regulatory History (4)
Regulatory
October 1998Regulatory
June 1998Employment Separation After Allegations
June 1995Employment Separation After Allegations
October 1980Other Business Activities
Charles is the President and sole shareholder of Capital Conservation Corp. since 1996, dedicating a few hours per week to this role. He also acts as a general partner for Capital Preservation Fund L.P. since 2004, spending about a quarter of his time on sales of investment shares.
Employment History
Current Registrations
Sorsby Financial CORP
Sorsby Financial CORP.Broker
Previous Registrations
Mutual Fund Advisors LLCBroker
Mcgonagle Securities, INC.Broker
Oppenheimer & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.