Nicholas Shala is a registered investment advisor, based in Goshen, NY.
Location
153 Greenwich Ave, #2, Goshen, NY, 10924
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
State Farm Vp Management CORP.Broker
November 2025 - Present · 6 mos
State Farm Vp Management CORP.
November 2025 - Present · 6 mos
State Farm Investment Management CORP.
November 2025 - Present · 6 mos
Previous Registrations
Equitable Advisors, LLC
June 2025 - November 2025 · 5 mos
Equitable Advisors, LLCBroker
June 2025 - November 2025 · 5 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.