Liang Wu is a registered investment advisor at Upright Financial CORP, based in East Hanover, NJ. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 42 clients with $83M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Upright Financial charges several fees for managing your investments:
- Initial Setup Fee: 2% of your initial investment and any additional funds added later.
- Asset Management Fee: A percentage of your portfolio, charged every six months. The percentage depends on the types of investments you hold:
- Pure stock portfolio: 3% per year (1.5% semi-annually)
- Mix portfolio (stock & mutual fund): 2.5% per year (1.25% semi-annually)
- Pure mutual fund portfolio: 2% per year (1% semi-annually)
- Performance-Based Fee: For accounts over $1,000,000, clients with a net worth over $2.1 million, and foreign investors, Upright Financial takes 30% of any annual return exceeding 23%.
Location
East Hanover, NJ
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Upright Financial CORP
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.