Upright Financial CORP
Assets Under Management
$83.1M
Number of Clients
42
Number of Advisors
1
Avg. Portfolio per Client
$2.0M
Avg. Managed per Advisor
$83.1M
Compensation
Commission-BasedFee-Only (% of Portfolio)
About This Firm
Upright Financial Corp. offers financial planning and investment management services to individuals and companies. Financial planning covers income, property, estate, tax, insurance, and retirement. Investment management includes stocks, mutual funds, trust accounts, and pension accounts. Upright Financial meets with clients to review their financial situation and adjust their plans as needed.
Fee Structure
Upright Financial charges both an initial setup fee and an ongoing asset management fee.
- Initial Setup Fee: 2% of the initial investment and any additional funds transferred to the portfolio. This fee can be deferred.
- Asset Management Fee (per year):
- Pure stock portfolio: 3% (1.5% semi-annually)
- Mix portfolio (stock & mutual fund): 2.5% (1.25% semi-annually)
- Pure mutual fund portfolio: 2% (1% semi-annually)
For accounts above $1,000,000, clients with a net worth higher than $2.1 million, and foreign investors, there is also a performance-based fee.
Areas of Practice
Location
NJ, United States