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CFA

Daniel Hord

Rothschild Investment
51 Years of Experience
Chicago, IL
Broker
View SEC Summary
View SEC Summary

Daniel Hord is a CFA-designated registered investment advisor at Rothschild Investment, based in Chicago, IL, with 51 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, High Net Worth, and 3 more. Their firm serves 1,246 clients with $2.8B in assets under management.

Rothschild Investment
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,246 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $3.0M1.25%
$3.0M - $7.0M1.00%
$7.0M - $15.0M0.75%
$15M+0.50%

Fees are negotiable and generally based on the size and complexity of the client relationship. The firm may group related client accounts for householding breakpoints.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

311 S. Wacker Drive, Suite 5900, Chicago, IL, 60606-6618

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Rothschild Investment
February 1991 - Present · 35 yrs 8 mos
Rothschild Investment LLCBroker
February 1991 - Present · 35 yrs 8 mos
Previous Registrations
Bear, Stearns & CO. INC.Broker
January 1985 - February 1991 · 6 yrs 1 mo
Manas Research, INC.Broker
January 1984 - January 1985 · 1 yr
Prudential-Bache Securities INC.Broker
October 1981 - December 1988 · 7 yrs 2 mos
Oppenheimer & CO., INC.Broker
May 1978 - August 1981 · 3 yrs 3 mos
Blyth Eastman Dillon & CO. IncorporatedBroker
May 1976 - June 1978 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
July 1975 - June 1976 · 11 mos
State Registrations29 states
ALARAZCACOCTFLHIILINKSMIMNMOMTNENVNYOHORPARISCTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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