MH
MH
Michael Hardy
12 Years of Experience
Tarrytown, NY
Broker
Michael Hardy is a registered investment advisor at Cetera Investment Advisers LLC, based in Tarrytown, NY, with 12 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
303 S Broadway Ste 103, Tarrytown, NY, 10591
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Previous Registrations
Cetera Investment Advisers LLC
September 2025 - March 2026 · 6 mos
Exams
No exam information available for this advisor.