Gene Lipman is a registered investment advisor at Morgan Stanley, based in New York, NY, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
January 1993 - July 1993 · 6 mos
Kemper Securities Group, INC.Broker
September 1990 - March 1992 · 1 yr 6 mos
Prescott, Ball & Turben, INC.Broker
December 1984 - September 1990 · 5 yrs 9 mos
Freeman Securities Company, INC.Broker
October 1976 - November 1984 · 8 yrs 1 mo
Rand & CO., INCBroker
August 1975 - October 1976 · 1 yr 2 mos
State Registrations27 states
AZCACTDCFLGAIAILINKYMAMDMNMONCNJNVNYOHPARISCTNTXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.