Harlan Fischer
Harlan Fischer is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Setauket, NY, with 50 years of industry experience. Harlan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
21 Bennetts Rd Suite 201, Setauket, NY, 11733
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Harlan is the chairman of a village planning board and an appointed board member for the arts. He also works full-time as a registered representative and investment advisor representative for Branch Financial Services, Inc., and spends minimal time selling fixed insurance products.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Branch Financial Services, INC.
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.Broker
P & I Equities CorporationBroker
Veravest Investments, INC.Broker
State Registrations27 states
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