Samuel Garn is a registered investment advisor, based in Charlotte, NC.
Location
4235 S Stream Blvd, Suite 420, Charlotte, NC, 28217
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Trinity Wealth Securities, L.L.C.Broker
December 2025 - Present · 5 mos
Florida Financial Advisors, LLC
June 2025 - Present · 11 mos
State Registrations3 states
FLNCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.