Francis Mcroberts
Francis Mcroberts is a CFP, ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Kailua, HI, with 50 years of industry experience. Francis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
328 Uluniu Street, Suite 202, Kailua, HI, 96734
Get directionsHistory
Regulatory History (1)
Regulatory
May 1984Other Business ActivitiesSells Insurance
Francis is a statutory agent for life and health insurance, though he runs new business through the broker-dealer. He also prepares tax returns, assists with divorce settlements, earns referral income from a water machine, and provides life coaching services, dedicating a few hours per week to the latter.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Keogler, Morgan & Company, INC.Broker
Fsc Securities CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
First Affiliated SecuritiesBroker
Pfg Securities, INC.Broker
American Pacific Securities CorporationBroker
E. A. Buck CO., INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.