James Juengling
James Juengling is a ChFC-designated registered investment advisor at Independent Financial Group, LLC, based in Dundee, IL, with 49 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
115 W Main, Suite 210, Dundee, IL, 60118
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance agent providing various types of insurance, dedicating about half his time to this activity. He is also the 100% owner of Juengling & Associates, a DBA used for marketing purposes, and a volunteer member of The National Association of Insurance and Financial Advisors.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
LPL Financial Corporation
LPL Financial CorporationBroker
Waterstone Financial Group, INC.Broker
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
Connecticut Mutual Financial Services, INC.Broker
St. Paul Investors, INC.Broker
New York Life Variable Contracts CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.