Richard Jeffery
Richard Jeffery is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Kamuela, HI, with 51 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Kamuela, HI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an independent insurance agent with John Hancock and Lincoln National Life, selling fixed insurance products, life insurance, and annuities. He also owns Richard L. Jeffery & Co., providing investment advisory services, dedicating about a quarter of his time to this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Associated Securities CORP.Broker
Royal Alliance Associates, INC.Broker
Manequity, INC.Broker
Keogler, Morgan & Company, INC.Broker
Manequity, INC.Broker
Home Life Insurance CompanyBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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