Robert Warther
Robert Warther is a registered investment advisor at Independence Capital CO., INC., based in Akron, OH, with 45 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 295 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 1.50% |
| $500K - $2.5M | 1.00% |
| $2.5M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
1075 West Market St., Akron, OH, 44313
Get directionsHistory
Regulatory History (4)
Customer Dispute
November 2016Customer Dispute
September 2015Employment Separation After Allegations
January 2013Customer Dispute
June 2002Other Business ActivitiesSells Insurance
Robert owns Warther Financial Group, where he sells life insurance and fixed annuities, dedicating a few hours per week. He also owns Warther Private Wealth, LLC, a registered investment advisor, which takes nearly full-time hours, and is a board member of World Hope Foundation, dedicating minimal time.
Employment History
Current Registrations
Independence Capital CO., INC.
Independence Capital CO., INC.Broker
Warther Private Wealth
Previous Registrations
Cambridge Investment Research, INC.Broker
LPL Financial LLCBroker
LPL Financial Corporation
Warther Companies
Mutual Service Corporation
Mutual Service CorporationBroker
Securities America, INC.Broker
Mariner Financial Services, INC.Broker
Philadelphia Life Asset Planning CompanyBroker
Pml Securities CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.