John Findling
John Findling is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Livonia, MI, with 50 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
39111 Six Mile Rd, Suite 109, Livonia, MI, 48152
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2009Customer Dispute
August 1987Other Business ActivitiesSells Insurance
John is an agent for GBU Financial, selling fixed annuities since 2009, dedicating a few hours per week. He is also the owner and branch manager of John Findling and Assocs, dedicating about half of his time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Prudential Securities IncorporatedBroker
Everen Securities, INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.