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Herman Ching

Wells Fargo Advisors
50 Years of Experience
Honolulu, HI
1 DisclosureBroker
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Herman Ching is a registered investment advisor at Wells Fargo Advisors, based in Honolulu, HI, with 50 years of industry experience. Herman is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1001 Bishop St, Ste 1900, Honolulu, HI, 96813

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2004
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Herman is a member of an investment club since 1977, requiring minimal time. He also owns rental property with his spouse since 2000, acting as landlord and spending no time on it.

Employment History
Current Registrations
Wells Fargo Advisors
July 2003 - Present · 23 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - Present · 23 yrs 3 mos
Previous Registrations
Prudential Securities Incorporated
June 1993 - July 2003 · 10 yrs 1 mo
Prudential Securities IncorporatedBroker
September 1977 - July 2003 · 25 yrs 10 mos
Bache Halsey Stuart INC.Broker
August 1976 - September 1977 · 1 yr 1 mo
Bache & CO IncorporatedBroker
February 1976 - August 1976 · 6 mos
Bache & CO., IncorporatedBroker
October 1975 - February 1976 · 4 mos
State Registrations32 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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