PB
CFA
PB
CFA
Peter Bauer is a CFA-designated registered investment advisor at Wells Fargo Advisors, based in Chicago, IL, with 46 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
30 S Wacker Dr Fl 40, [Wi-Rbo], Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2016Denied
Employment History
Current Registrations
Wells Fargo Advisors
April 2009 - Present · 17 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
April 2009 - Present · 17 yrs 5 mos
Previous Registrations
Wolf Financial Management, LLC
September 1998 - April 2009 · 10 yrs 7 mos
Wolf Financial Management, LLC
May 1998 - December 2007 · 9 yrs 7 mos
Wolf Financial Management, LLCBroker
April 1998 - April 2009 · 11 yrs
Investment Management & Research, INCBroker
May 1994 - June 1998 · 4 yrs 1 mo
Terra Securities CorporationBroker
February 1994 - May 1994 · 3 mos
Tri-Merica Securities CorporationBroker
April 1993 - January 1994 · 9 mos
First Chicago Investment Services, INC.Broker
March 1992 - April 1993 · 1 yr 1 mo
Gary-Wheaton Investment Services, INC.Broker
January 1986 - February 1992 · 6 yrs 1 mo
Wayne Hummer & CO.Broker
November 1975 - November 1981 · 6 yrs
State Registrations21 states
AKALAZCACOFLHIILINLAMIMONCOHPASCTNTXUTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.