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Peter Bauer

Wells Fargo Advisors
46 Years of Experience
Elmhurst, IL
1 DisclosureBroker
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Peter Bauer is a CFA-designated registered investment advisor at Wells Fargo Advisors, based in Elmhurst, IL, with 46 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 S Il Route 83, Elmhurst, IL, 60126

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2016
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
April 2009 - Present · 17 yrs 6 mos
Wells Fargo Advisors
April 2009 - Present · 17 yrs 6 mos
Previous Registrations
Wolf Financial Management, LLC
September 1998 - April 2009 · 10 yrs 7 mos
Wolf Financial Management, LLC
May 1998 - December 2007 · 9 yrs 7 mos
Wolf Financial Management, LLCBroker
April 1998 - April 2009 · 11 yrs
Investment Management & Research, INCBroker
May 1994 - June 1998 · 4 yrs 1 mo
Terra Securities CorporationBroker
February 1994 - May 1994 · 3 mos
Tri-Merica Securities CorporationBroker
April 1993 - January 1994 · 9 mos
First Chicago Investment Services, INC.Broker
March 1992 - April 1993 · 1 yr 1 mo
Gary-Wheaton Investment Services, INC.Broker
January 1986 - February 1992 · 6 yrs 1 mo
Wayne Hummer & CO.Broker
November 1975 - November 1981 · 6 yrs
State Registrations23 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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