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David Burke

Oppenheimer & CO. INC.
50 Years of Experience
Houston, TX
2 DisclosuresBroker
View SEC Summary
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David Burke is a registered investment advisor at Oppenheimer & CO. INC., based in Houston, TX, with 50 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1155 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

711 Louisiana Street, 15th Floor, Houston, TX, 77002

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2021
Settled
Customer Dispute
October 2004
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is involved in oil and gas exploration through Harris Interest LLC since September 2022, but not in the daily activities. He is also a trustee for The Stoney and Kimberley Burke Trust.

Employment History
Current Registrations
Oppenheimer & CO. INC.
November 2004 - Present · 21 yrs 11 mos
Oppenheimer & CO. INC.Broker
January 2003 - Present · 23 yrs 9 mos
Oppenheimer & CO. INC.
January 2003 - Present · 23 yrs 9 mos
Previous Registrations
Oppenheimer Asset Management
April 2003 - November 2007 · 4 yrs 7 mos
Fahnestock Asset Management
January 2003 - April 2003 · 3 mos
Cibc World Markets CORP.
April 1999 - January 2003 · 3 yrs 9 mos
Oppenheimer & CO., INC.Broker
April 1988 - April 1995 · 7 yrs
Cibc World Markets CORP.Broker
December 1980 - January 2003 · 22 yrs 1 mo
Smith Barney, Harris Upham & CO., IncorporatedBroker
April 1978 - January 1981 · 2 yrs 9 mos
Bache Halsey Stuart Shields IncorporatedBroker
September 1977 - April 1978 · 7 mos
Bache Halsey Stuart INC.Broker
August 1976 - September 1977 · 1 yr 1 mo
Bache & CO IncorporatedBroker
February 1976 - August 1976 · 6 mos
Bache & CO., IncorporatedBroker
November 1975 - February 1976 · 3 mos
State Registrations38 states
ALAZCACOCTDCDEFLGAIDILINKSKYLAMAMEMSMTNCNDNHNJNMNVNYOHOKORPASCTNTXVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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