David Burke
David Burke is a registered investment advisor at Oppenheimer & CO. INC., based in Houston, TX, with 50 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 37,605 clients with $32B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oppenheimer offers several investment management programs with different fee structures:
- Fahnestock Asset Management (FAM): Fees up to 2.5% of your portfolio. Commissions are also charged on certain FAM accounts.
- Alpha: Clients pay brokerage commissions and ticket/handling charges on securities transactions.
- Preference: Fees up to 2.25% of your portfolio. Additional charges may apply based on trading activity.
Minimum account sizes vary depending on the program and the types of investments included in the account. The minimum annual fee for FAM and Preference accounts is $250, but this is waived if the account is at least $50,000 or household advisory accounts are at least $250,000.
Location
711 Louisiana Street, 15th Floor, Houston, TX, 77002
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2021Customer Dispute
October 2004Other Business Activities
David is involved in oil and gas exploration through Harris Interest LLC since September 2022, but not in the daily activities. He is also a trustee for The Stoney and Kimberley Burke Trust.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Oppenheimer & CO. INC.
Previous Registrations
Oppenheimer Asset Management
Fahnestock Asset Management
Cibc World Markets CORP.
Oppenheimer & CO., INC.Broker
Cibc World Markets CORP.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Bache Halsey Stuart Shields IncorporatedBroker
Bache Halsey Stuart INC.Broker
Bache & CO IncorporatedBroker
Bache & CO., IncorporatedBroker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.