Seymour Zises is a registered investment advisor at Family Manage LLC, based in New York, NY, with 50 years of industry experience. Seymour operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 742 clients with $4.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
These fees apply to common stocks, convertible preferred shares, Third-Party Managers and TAMPs, and all other equity-type assets managed by FM. For bonds, cash, and other fixed income securities, the annual fee is: Under $1,000,000: 1.00%, $1,000,000 - $5,000,000: 0.75%, $5,000,000 - $10,000,000: 0.50%, Over $10,000,000: 0.40%. For retirement plan accounts, FM charges a level advisory fee of 1% of the account value. Fees may be negotiable.
Fee Estimator
Location
155 E. 44th Street, 21st Floor, New York, NY, 10017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Seymour is an employee of Family Management Corporation, a registered investment adviser, and Forest Hill Capital Corporation, a New York licensed insurance agent. He also provides business advisory services to Conduce, Inc., spending minimal time on this activity.
Employment History
Current Registrations
Family Manage LLC
Previous Registrations
Family Management Securities, LLCBroker
Nathan & Lewis Securities, INC.Broker
Integrated Resources Equity CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.