Alan Mollot
Alan Mollot is a CFP, ChFC-designated registered investment advisor at Mollot & Hardy, INC., based in Amherst, NY, with 49 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 78 clients with $73M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.65% |
| $500K - $1.0M | 1.05% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.85% |
| $10.0M - $15.0M | 0.70% |
| $15.0M - $20.0M | 0.60% |
| $20M+ | 0.50% |
Fees are negotiable. Some clients are not charged a blended annual fee schedule. In certain situations, Mollot & Hardy is willing to consider assessing only one rate to be charged against all of the client’s assets under management.
Fee Estimator
Location
646 North French Rd., Suite 9, Amherst, NY, 14228
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan provides investment advisory services through two firms and offers insurance products as an independent agent. He also serves as President of a social club, dedicating a few hours per week to this role.
Employment History
Current Registrations
Mollot & Hardy, INC.
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Mollot & Hardy, INC.
Fsc Securities Corporation
Fsc Securities CorporationBroker
Sg Equities CorporationBroker
Investment Distributors INC.Broker
Advantage Capital CorporationBroker
Massachusetts Mutual Life Insurance CompanyBroker
State Registrations20 states
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