Caroline Strande is a registered investment advisor, based in Brookfield, WI.
Location
675 N Baker Rd, Ste 110, Brookfield, WI, 53045
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2026 - Present · 4 mos
Cetera Advisors LLCBroker
January 2026 - Present · 4 mos
Previous Registrations
Fidelity Brokerage Services LLCBroker
November 2025 - January 2026 · 2 mos
State Registrations1 state
WI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.