AS
AS

Arthur Siegel

42 Years of Experience
Buffalo Grove, IL
BrokerSells Insurance

Arthur Siegel is a registered investment advisor, based in Buffalo Grove, IL, with 42 years of industry experience.

Location

Buffalo Grove, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Arthur is involved with Arthur E Siegel Financial Services, Ltd., selling group and individual health insurance since 2000. He also receives renewals/trails for annuity, life insurance, and health insurance products, dedicating minimal time to these activities.

Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
January 2011 - Present · 15 yrs 4 mos
Cetera Investment Advisers LLC
January 2011 - Present · 15 yrs 4 mos
Previous Registrations
Brokers International Financial Services, LLC
March 2010 - December 2010 · 9 mos
Brokers International Financial Services, LLC.Broker
March 2010 - December 2010 · 9 mos
Allstate Financial Services, LLCBroker
June 2001 - November 2009 · 8 yrs 5 mos
Pruco Securities CorporationBroker
December 1984 - June 2001 · 16 yrs 6 mos
The Prudential Insurance Company of AmericaBroker
December 1984 - December 1993 · 9 yrs
Chubb Securities CorporationBroker
January 1976 - September 1977 · 1 yr 8 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Arthur Siegel - Financial Advisor | TrueAdvisor