John Woodin
John Woodin is a registered investment advisor at Ameriprise Financial Services, LLC, based in Shorewood, WI, with 43 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
Shorewood, WI
Get directionsHistory
Regulatory History (2)
Financial
March 2023Regulatory
March 2008Other Business ActivitiesSells Insurance
John is an independent insurance broker for Ameritas Life, selling fixed annuities since 1972. He also serves as Board Chairman for Woodin, dedicating minimal time to each role.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Equitable Advisors, LLCBroker
Equitable Advisors, LLC
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Waterstone Financial Group, INC.Broker
New England SecuritiesBroker
The Advisors Group, INC.Broker
Acacia Equity Sales CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.