Joseph Barone is a registered investment advisor, based in Rochester, NY.
Location
29 Goodway Dr., Rochester, NY, 14623
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
December 2025 - Present · 5 mos
Cambridge Investment Research Advisors, INC.
October 2025 - Present · 7 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.