DQ
DQ
Daniel Quesada
49 Years of Experience
Brentwood, CA
1 DisclosureBrokerSells Insurance
Daniel Quesada is a registered investment advisor at Oak Tree Securities, INC., based in Brentwood, CA, with 49 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5 clients with $3.7M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
5 clients
Average Client Portfolio
$738K average
Assets Under Management
$3.7M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.5M | 1.00% |
| $1.5M - $2.5M | 0.75% |
| $2.5M+ | 0.65% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Brentwood, CA
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2022Settled
Other Business ActivitiesSells Insurance
Daniel sells life insurance through Lakeview Financial, dedicating a few hours per week to this activity. He is compensated on a commission basis.
Employment History
Current Registrations
Oak Tree Securities, INC.
January 2009 - Present · 17 yrs 4 mos
Oak Tree Securities, INC.Broker
July 1986 - Present · 39 yrs 10 mos
Previous Registrations
Oak Tree Securities, INC.
July 2002 - December 2005 · 3 yrs 5 mos
Patterson Financial Services, INC.Broker
June 1984 - August 1986 · 2 yrs 2 mos
Financial Planners Equity CorporationBroker
April 1980 - March 1984 · 3 yrs 11 mos
Independent Financial Planners CorporationBroker
April 1978 - June 1980 · 2 yrs 2 mos
Independent Securities CorporationBroker
March 1977 - January 1983 · 5 yrs 10 mos
Putnam Fund Distributors, INC.Broker
January 1976 - May 1977 · 1 yr 4 mos
State Registrations13 states
AZCAFLHIIDKYMONMNVORTNTXUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.