Rosilyn Overton
Rosilyn Overton is a CFP-designated registered investment advisor at Level Four Advisory Services, based in Dallas, TX, with 50 years of industry experience. Rosilyn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 14,510 clients with $5.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Level Four Advisory Services offers several investment management programs:
- Managed Assets Program: Fees are negotiable, with a maximum of 2.50% annually, based on the value of your investments.
- Participant Asset Management Program: Designed for retirement plan participants, fees are negotiable up to 1.25% annually.
- ICA Platform Program: Through Raymond James, fees are negotiable up to 2.5% annually. Sub-advisory services from Level Four Capital Management may be used.
Fees are calculated and billed monthly in advance.
Location
12400 Coit Road, Suite 700, Dallas, TX, 75251
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rosilyn is an Investment Advisor Representative with Level Four Advisory Services, LLC, dedicating nearly full-time hours to managing investments. She also operates R.H. Overton Co., an insurance agency, spending a few hours per week, and is a shareholder of Diverse Marketing Group-Insurance, spending minimal time. Rosilyn is also a partner at Brown and Overton Partnership, spending nearly full-time hours.
Employment History
Current Registrations
Level Four Financial, LLCBroker
Level Four Advisory Services
Previous Registrations
Mid-Atlantic Securities, INC.
Mai Corporation
Mid-Atlantic Securities, INC.Broker
Robert Thomas Securities, INCBroker
Nathan & Lewis Securities, INC.Broker
E. F. Hutton & Company INCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.