Rosilyn Overton is a CFP-designated registered investment advisor, based in Great Neck, NY, with 50 years of industry experience. Rosilyn is also registered as a broker, so some compensation may come from commissions on products sold.
Location
98 Cutter Mill Road, Suite 273 South, Great Neck, NY, 11021
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rosilyn is an Investment Advisor Representative with Level Four Advisory Services, LLC, dedicating nearly full-time hours to managing investments. She also operates R.H. Overton Co., an insurance agency, spending a few hours per week, and is a shareholder of Diverse Marketing Group-Insurance, spending minimal time. Rosilyn is also a partner at Brown and Overton Partnership, spending nearly full-time hours.
Employment History
Current Registrations
Level Four Advisory Services
Level Four Financial, LLCBroker
Previous Registrations
Mid-Atlantic Securities, INC.
Mai Corporation
Mid-Atlantic Securities, INC.Broker
Robert Thomas Securities, INCBroker
Nathan & Lewis Securities, INC.Broker
E. F. Hutton & Company INCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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