Thomas Anderson is a CFP-designated registered investment advisor at Havaplan Financial, based in Newport Beach, CA. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 73 clients with $99M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K+ | 0.50% |
Annual fees are negotiable. Households with less than $250,000 may be subject to a minimum balance fee that is higher than the rates in the above fee schedule. Legacy clients and friends and family of Havaplan employees may pay lower fees.
Fee Estimator
Location
4695 Macarthur Court, 11th Floor, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Havaplan Financial
State Registrations1 state
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